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    Fiduciary Duty

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    Regulatory & Compliance

    SEC 2027 Exam Priorities: Private Markets, AI, Fiduciary

    TL;DR: The SEC published its fiscal 2027 exam priorities on October 23, 2026. Examiners will focus on private funds and private credit, AI, tokenization and adviser conflicts, with extra attention to…

    Jeff Barnes, MBA··5 min read